DFX Intelligence

L•• H••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

L•• H••••• R••••••

Advisor at M•••••• F•••••••• S•••••••••

WATERTOWN, SD

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Search this name across graphsid dfx:ria:e13fb6b8-6d08-cc05-269b-38d81721e1f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• S•••••••••	State registered	Jan 9, 2024	n/a	yes	WATERTOWN, SD	Current employment
B•••••••• L••	Independent wealth	Sep 25, 2018	Dec 31, 2023	no	Watertown, SD\|DALLAS, TX\|Watertown, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• L••	M•••••• F•••••••• S•••••••••	Dec 31, 2023	Jan 9, 2024	9	Firm change	RIA to state RIA
E•••••••• A•••••••• L••	B•••••••• L••	Sep 25, 2018	Sep 25, 2018

Relationships

Registered with (3)

→ M•••••• F•••••••• S•••••••••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ B•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2018 to Dec 31, 2023factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2010 to Sep 25, 2018factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
L•• H••••• R•••••• left B•••••••• L•• for M•••••• F•••••••• S••••••••• (registered 2024-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e13fb6b8-6d08-cc05-269b-38d81721e1f9
First observed: Aug 16, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.