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Advisor at UNITY FINANCIAL PLANNING GROUP LLC
KENNESAW, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITY FINANCIAL PLANNING GROUP LLC | State registered | Apr 3, 2025 | n/a | yes | KENNESAW, GA | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Feb 19, 2025 | no | ATLANTA, GA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 27, 2023 | Nov 14, 2024 | no | ATLANTA, GA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 11, 2020 | Feb 15, 2023 | no | HEATHROW, FL|Alpharetta, GA | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Aug 16, 2018 | Jun 9, 2020 | no | Atlanta, GA | Previous registration |
| MANNING & NAPIER ADVISORS, LLC | Mixed wealth | Mar 16, 2015 | Mar 7, 2016 | no | MARIETTA, GA|FAIRPORT, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | UNITY FINANCIAL PLANNING GROUP LLC | Feb 19, 2025 | Apr 3, 2025 | 43 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| THRIVENT INVESTMENT MANAGEMENT INC. | PRUCO SECURITIES, LLC | Feb 15, 2023 | Feb 27, 2023 | 12 | Firm change | Ibd to ibd |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | THRIVENT INVESTMENT MANAGEMENT INC. | Jun 9, 2020 | Jun 11, 2020 | 2 | Firm change | Other |
| MANNING & NAPIER ADVISORS, LLC | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Mar 7, 2016 | Aug 16, 2018 | 892 | Firm change after gap | Other |