This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Apr 6, 2019

First registration

Apr 8, 2019

Dual registered

yes, broker-dealer

Other names

Jason Wang

IAPD individual key

6327277

• Occurred

  Dec 24, 2025
  Advisor changed firm

  Wenyi Wang left Rockefeller Capital Management for Ubs Financial Services Inc. (registered 2026-03-16)

  Form ADVobserved 5 days ago
• Occurred

  Aug 22, 2023
  Advisor changed firm

  Wenyi Wang left Ubs Financial Services Inc. for Rockefeller Capital Management (registered 2023-08-11)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e142e80c-4f08-47f4-84c1-929803636d9a

First observed

Apr 8, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.