DFX Intelligence

N•••• J••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

N•••• J••• T•••••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

San Diego, CA | AUSTIN, TX

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Search this name across graphsid dfx:ria:e14303b1-5fb9-265b-53fc-98427ba17531

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Jul 2, 2014	n/a	yes	AUSTIN, TX\|San Diego, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Jul 7, 2014	no	SAN DIEGO, CA\|ENCINITAS, CA\|VISTA, CA\|CARLSBAD, CA\|ENCINITAS, CA\|ENCINTAS, CA\|VISTA, CA\|VISTA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	K••••• P•••••• W••••• S•••••••• L••	Jul 7, 2014	Jul 2, 2014	-5	Firm change	Other
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (6)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Jul 2, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jul 7, 2014factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 29, 2007 to Jan 3, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e14303b1-5fb9-265b-53fc-98427ba17531
First observed: Dec 15, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.