DFX Intelligence

S••••• P••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S••••• P••• A••••

Advisor at T•• F•••••••• L••••• G••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:e14e2715-9a59-83b9-c37f-3dd7c98c6970

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• F•••••••• L••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• F•••••••• L••••• G••••	Independent wealth	May 22, 2017	n/a	yes	CHARLOTTE, NC	Current employment
I••••••••• F•••••••• S••••••••• L••	No RAUM reported	Sep 12, 2012	May 22, 2017	no	FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• S••••••••• L••	T•• F•••••••• L••••• G••••	May 22, 2017	May 22, 2017	0	Firm change	Other
L•• F•••••••• L••	I••••••••• F•••••••• S••••••••• L••	Sep 7, 2012	Sep 12, 2012

Relationships

Registered with (3)

→ T•• F•••••••• L••••• G••••Registered adviserregistration: current employment
May 22, 2017 to presentfactForm ADV
→ I••••••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 12, 2012 to May 22, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2011 to Sep 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e14e2715-9a59-83b9-c37f-3dd7c98c6970
First observed: Oct 21, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.