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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Cary, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 2, 2023 | n/a | yes | Cary, NC | Current employment |
| BDO WEALTH ADVISORS, LLC | Former SEC adviser | Apr 18, 2019 | Oct 27, 2022 | no | CHICAGO, IL | Previous registration |
| BDO WEALTH ADVISORS, LLC | Former SEC adviser | Aug 11, 2015 | Feb 8, 2019 | no | COLUMBIA, MD|ST. LOUIS, MO | Previous registration |
| STONE CARLIE WEALTH ADVISORS, LLC | n/a | Mar 18, 2014 | Aug 4, 2015 | no | ST. LOUIS, MO | Previous registration |
| GREENWAY FAMILY OFFICE, LLC | Former SEC adviser | Apr 29, 2013 | Aug 26, 2013 | no | ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BDO WEALTH ADVISORS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Oct 27, 2022 | Aug 2, 2023 | 279 | Firm change | RIA to ibd |
| STONE CARLIE WEALTH ADVISORS, LLC | BDO WEALTH ADVISORS, LLC | Aug 4, 2015 | Aug 11, 2015 | 7 | Firm change | Other |
| GREENWAY FAMILY OFFICE, LLC | STONE CARLIE WEALTH ADVISORS, LLC | Aug 26, 2013 | Mar 18, 2014 | 204 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 124650:222525:MO:2015-08-04 | Aug 4, 2015 | Aug 11, 2015 | ST LOUIS, MO | Firm change |