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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Dallas, TX | BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 18, 2012 | n/a | yes | BATON ROUGE, LA|Dallas, TX | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 11, 2005 | Mar 18, 2013 | no | BATON ROUGE, LA|MEMPHIS, TN|BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Mar 18, 2013 | Oct 18, 2012 | -151 | Bulk transfer | Other |