DFX Intelligence

J••••• B••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J••••• B••••••• S••••••

Advisor at N• A•••••••

Dallas, TX | MILPITAS, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N• A•••••••	State registered	Aug 17, 2023	n/a	yes	MILPITAS, CA\|Dallas, TX\|MILPITAS, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jan 15, 2013	Sep 7, 2023	no	Westlake Village, CA\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	N• A•••••••	Sep 7, 2023	Aug 17, 2023	-21	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ N• A•••••••Registered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jan 15, 2013 to Sep 7, 2023factForm ADV

Dated events

Order

Occurred
7 Sep 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 15, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.