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HOLBERG ADVISORS, LLC, CRD 277164
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Carter, Jeff | Manager | F | yes | 12/2016 | Jun 1, 2020 | Nov 28, 2022 |
| Estes, Kenneth, Christoper | Manager | F | yes | 12/2016 | Jun 1, 2020 | Nov 28, 2022 |
| HOLBERG FINANCIAL | Member | E | yes | 10/2019 | Jun 27, 2020 | Nov 28, 2022 |
| HOLBERG, JOSEPH, EMMANUEL | CEO; STOCKHOLDER (COMMON STOCK) | E | yes | 07/2018 | Jun 1, 2020 | Nov 28, 2022 |
| HOLBERG, JOSEPH, EMMANUEL | MANAGER, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER | E | yes | 10/2019 | Jun 1, 2020 | Nov 28, 2022 |
| WEST LOOP VENTURES LLC | STOCKHOLDER (PREFERRED STOCK) | D | yes | 07/2018 | Jun 1, 2020 | Nov 28, 2022 |
| WEST LOOP VENTURES MANAGEMENT LLC | Manager | F | yes | 12/2016 | Jun 1, 2020 | Nov 28, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | n/a | n/a | 5 | 4 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | n/a | n/a | 5 | 3 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | n/a | n/a | n/a | n/a | n/a | 5 | 5 | 0 | 0 |