DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FERGUSON SHAPIRO LLC

CRD 297555

DECATUR, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e16f9ae1-eb0c-9d85-b776-e011a4bf676c

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jun 8, 2018 to May 20, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $415MItem 5.F on the latest filing (2026-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $415M
Private client RAUM: $411MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $69.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 996
Individual clients: 193
High net worth clients: 139
Custody, client assets: $118M
SEC number: 801-113581
CRD: 297555
Filings on the tape: 30
First filed: Jun 8, 2018
Latest filed: May 20, 2026
Organised: Limited Liability Company, GA
Website: fergusonshapiro.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN MICHAEL FERGUSON	Certified Financial Planner	DECATUR, GA	8	30	1	yes
James Boswell	n/a	DECATUR, GA \| Orlando, FL	6	10	1	no
MAURY ALAN SHAPIRO	Chartered Financial Consultant	DECATUR, GA \| Marietta, GA	6	33	1	yes
Sarah Jane Wylde	Certified Financial Planner	DECATUR, GA	6	11	n/a	no
Ryan James Florence	Certified Financial Planner	DECATUR, GA	4	19	2	no
Karyn McMenamin Cravens	Certified Financial Planner	Lakewood Ranch, FL	3	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FERGUSON, KEVIN, MICHAEL	PRINCIPAL/CHIEF COMPLIANCE OFFICER	E	yes	07/2018	Jul 23, 2018	Mar 12, 2024
SHAPIRO, MAURY, ALAN	Partner	B	yes	01/2019	Mar 26, 2019	Mar 12, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alpharetta	Ga	United States	1	yes
Marietta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$415M	$415M	9	5	2	n/a	n/a
2024	Apr 22, 2025	$362M	$360M	10	3	2	n/a	n/a
2023	Mar 11, 2024	$327M	$326M	10	3	2	n/a	n/a
2022	Mar 9, 2023	$289M	$289M	9	3	1	n/a	n/a
2021	Mar 7, 2022	$274M	$274M	4	3	1	n/a	n/a
2020	Feb 19, 2021	$215M	$215M	5	3	1	n/a	n/a
2019	Feb 14, 2020	$190M	$190M	7	3	1	n/a	n/a
2018	Mar 26, 2019	$153M	$152M	5	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$415M	$362M	14.8%	$289M	12.9%	9	10	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EQUITABLE ADVISORS, LLC	2	Jul 26, 2018	Jan 8, 2020	ATLANTA, GA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (7)

← Karyn McMenamin CravensAdvisorregistration: current employment
May 12, 2023 to presentfactForm ADV
← Ryan James FlorenceAdvisorregistration: current employment
Mar 22, 2022 to presentfactForm ADV
← Sarah Jane WyldeAdvisorregistration: current employment
Aug 24, 2020 to presentfactForm ADV
← MAURY ALAN SHAPIROAdvisorregistration: current employment
Jan 10, 2020 to presentfactForm ADV
← James BoswellAdvisorregistration: current employment
Jan 8, 2020 to presentfactForm ADV
← KEVIN MICHAEL FERGUSONAdvisorregistration: current employment
Jul 23, 2018 to presentfactForm ADV
← Phillip NelsonAdvisorregistration: previous registration
Apr 22, 2024 to May 1, 2026factForm ADV

Controls (2)

← SHAPIRO, MAURY, ALANOwnerPARTNER, ownership code B, individual
Mar 26, 2019 to Mar 12, 2024factForm ADV
← FERGUSON, KEVIN, MICHAELOwnerPRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 23, 2018 to Mar 12, 2024factForm ADV

Moved with (1)

← EQUITABLE ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 26, 2018 to Jan 8, 2020factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
Phillip Nelson left Ferguson Shapiro Llc for Persium Advisors, Llc (registered 2026-06-09)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2019
Control person joined
Alan Maury Shapiro (Partner) appeared on Schedule A of Ferguson Shapiro Llc
Form ADVobserved 5 days ago
Occurred
Jun 8, 2018
First Form ADV filing
Shiloh Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e16f9ae1-eb0c-9d85-b776-e011a4bf676c
First observed: Jun 8, 2018
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FERGUSON SHAPIRO LLC

CRD 297555

DECATUR, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e16f9ae1-eb0c-9d85-b776-e011a4bf676c

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN MICHAEL FERGUSON

Certified Financial Planner

DECATUR, GA

yes

James Boswell

n/a

DECATUR, GA | Orlando, FL

MAURY ALAN SHAPIRO

Chartered Financial Consultant

DECATUR, GA | Marietta, GA

yes

Sarah Jane Wylde

Certified Financial Planner

DECATUR, GA

n/a

Ryan James Florence

Certified Financial Planner

DECATUR, GA

Karyn McMenamin Cravens

Certified Financial Planner

Lakewood Ranch, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FERGUSON, KEVIN, MICHAEL

PRINCIPAL/CHIEF COMPLIANCE OFFICER

yes

07/2018

Jul 23, 2018

Mar 12, 2024

SHAPIRO, MAURY, ALAN

Partner

yes

01/2019

Mar 26, 2019

Mar 12, 2024

City

State

Country

Employees

Also broker-dealer

Alpharetta

United States

yes

Marietta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$415M

n/a

2024

Apr 22, 2025

$362M

$360M

n/a

2023

Mar 11, 2024

$327M

$326M

n/a

2022

Mar 9, 2023

$289M

n/a

2021

Mar 7, 2022

$274M

n/a

2020

Feb 19, 2021

$215M

n/a

2019

Feb 14, 2020

$190M

n/a

2018

Mar 26, 2019

$153M

$152M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$415M

$362M

14.8%

$289M

12.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EQUITABLE ADVISORS, LLC

Jul 26, 2018

Jan 8, 2020

ATLANTA, GA

Team lift out

Ibd to new firm

0.1%