DFX Intelligence

T••• E•••••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T••• E•••••• T••••••••

Advisor at G••••• R••••••••• P••••••• L••

Charlotte, NC | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:e1791214-75fd-c767-c164-50703e5926f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Mar 5, 2021	n/a	yes	SAN RAFAEL, CA\|Charlotte, NC	Current employment
R•• F••••••••• L••	Institutional manager	Oct 1, 2018	n/a	yes	Charlotte, NC\|SAN RAFAEL, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•• F••••••••• L••	Oct 8, 2018	Oct 1, 2018	-7	Firm change	Other
P•••••••• S••••••••• I•••	L•• F•••••••• L••	Mar 25, 2015	Mar 9, 2015

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Mar 5, 2021 to presentfactForm ADV
→ R•• F••••••••• L••Registered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2015 to Oct 8, 2018factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1791214-75fd-c767-c164-50703e5926f3
First observed: Mar 17, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.