DFX Intelligence

J••••• S•• S•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••••• S•• S•••••• W•••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | GOODYEAR, AZ

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Search this name across graphsid dfx:ria:e18217f3-0387-12be-309d-7524f5960799

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 3, 2024	n/a	yes	GOODYEAR, AZ\|GOODYEAR, AZ\|SAN DIEGO, CA	Current employment
G••••••••• W••••• S•••••••••	Independent wealth	Apr 1, 2021	Apr 29, 2024	no	FORT COLLINS, CO\|GOODYEAR, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• W••••• S•••••••••	L•• F•••••••• L••	Apr 29, 2024	May 3, 2024	4	Firm change	RIA to ibd
T••••••••• F•••••••• A•••••••• L••	G••••••••• W••••• S•••••••••	Mar 25, 2021	Apr 1, 2021

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 3, 2024 to presentfactForm ADV
→ G••••••••• W••••• S•••••••••Registered adviserregistration: previous registration
Apr 1, 2021 to Apr 29, 2024factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2017 to Mar 25, 2021factForm ADV

Dated events

Occurred
Apr 29, 2024
Advisor changed firm
J••••• S•• S•••••• W••••• left G••••••••• W••••• S••••••••• for L•• F•••••••• L•• (registered 2024-05-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e18217f3-0387-12be-309d-7524f5960799
First observed: Feb 1, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.