DFX Intelligence

V••••••• L••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

V••••••• L••• V••••

Advisor at M••••• S••••••

Pasadena, CA

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Search this name across graphsid dfx:ria:e1851154-356e-4a06-8f51-8ebf289aab96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 27, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 16, 2017	n/a	yes	Pasadena, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 21, 2016	Feb 21, 2017	no	PASADENA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Feb 21, 2017	Feb 16, 2017	-5	Firm change	Wirehouse to wirehouse
M••••• S••••••	U•• F•••••••• S••••••• I•••	Sep 30, 2016	Oct 21, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:8174:CA:2016-09-16	Sep 30, 2016	Oct 21, 2016	PASADENA, CA	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: previous registration
Apr 19, 2010 to Sep 30, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 21, 2016 to Feb 21, 2017factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Aug 13, 2004 to Apr 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1851154-356e-4a06-8f51-8ebf289aab96
First observed: Aug 13, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.