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Advisor at 1919 INVESTMENT COUNSEL, LLC
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1919 INVESTMENT COUNSEL, LLC | Independent wealth | Oct 3, 2018 | n/a | yes | San Francisco, CA | Current employment |
| RAND & ASSOCIATES | Former SEC adviser | Aug 16, 2011 | Oct 5, 2018 | no | SAN FRANCISCO, CA|BALTIMORE, MD | Previous registration |
| SAN FRANCISCO SENTRY INVESTMENT GROUP | Former SEC adviser | Apr 26, 2011 | Aug 10, 2012 | no | SAN FRANCISCO, CA | Previous registration |
| HOWE BARNES CAPITAL MANAGEMENT, INC. | n/a | Dec 6, 2007 | Mar 31, 2011 | no | CHICAGO, IL | Previous registration |
| HOEFER & ARNETT CAPITAL MANAGEMENT, INC. | n/a | Nov 20, 2006 | Dec 6, 2007 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAND & ASSOCIATES | 1919 INVESTMENT COUNSEL, LLC | Oct 5, 2018 | Oct 3, 2018 | -2 | Firm change | RIA to RIA |
| SAN FRANCISCO SENTRY INVESTMENT GROUP | RAND & ASSOCIATES | Aug 10, 2012 | Aug 16, 2011 | -360 | Firm change after gap | Other |
| HOWE BARNES CAPITAL MANAGEMENT, INC. | SAN FRANCISCO SENTRY INVESTMENT GROUP | Mar 31, 2011 | Apr 26, 2011 | 26 | Firm change | Other |
| HOEFER & ARNETT CAPITAL MANAGEMENT, INC. | HOWE BARNES CAPITAL MANAGEMENT, INC. | Dec 6, 2007 | Dec 6, 2007 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 157807:133370:MD:2018-10-05 | Oct 5, 2018 | Oct 3, 2018 | BALTIMORE, MD | Firm change |