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CRD 164195
SEAL BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| INA DEBT ACQUISION LP | OWNER / GENERAL PARTNER = RONALD KINDSCHI | E | yes | 07/1997 | Mar 11, 2015 | Aug 24, 2015 |
| KINDSCHI, RONALD, ORSON | GENERAL PARTNER IS RONALD KINDSCHI | F | yes | 08/1990 | Jul 31, 2012 | Aug 24, 2015 |
| KINDSCHI, RONALD, ORSON | CHIEF COMPLIANCE OFFICER | Na | yes | 09/1996 | Jul 31, 2012 | Aug 24, 2015 |
| O. W. KINDSCHI IRREVOCABLE TRUST// RONALD KINDSCHI TRUSTEE | Trustee | F | yes | 03/1997 | May 21, 2015 | Aug 24, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FFR ADVISORY LLC | n/a | Former SEC adviser | $20.6M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 11, 2015 | $40.0M | $40.0M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Feb 4, 2014 | $46.0M | $46.0M | 1 | 1 | n/a | n/a | n/a |
| 2012 | May 31, 2013 | $35.0M | $35.0M | 6 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $40.0M | $46.0M | -13.0% | n/a | n/a | 1 | 1 | n/a | n/a |