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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
San Ramon, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 31, 2023 | n/a | yes | San Ramon, CA | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 6, 2012 | May 31, 2023 | no | SAN RAMON, CA|SAN MATEO, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 12, 2012 | Oct 26, 2012 | no | Pleasanton, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 31, 2023 | May 31, 2023 | 0 | Firm change | RIA to ibd |
| MML INVESTORS SERVICES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Oct 26, 2012 | Nov 6, 2012 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15296:149018:CA:2023-05-31 | May 31, 2023 | May 31, 2023 | SAN MATEO, CA | Firm change |