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Advisor at UBS FINANCIAL SERVICES INC.
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 26, 2024 | n/a | yes | CINCINNATI, OH | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Dec 23, 2020 | May 28, 2024 | no | AMELIA, OH|CINCINNATI, OH|MASON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | UBS FINANCIAL SERVICES INC. | May 28, 2024 | Jun 26, 2024 | 29 | Firm change | Ibd to wirehouse |