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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CHRISTOPHER MATTHEW BOWEN

Advisor at CHARLES SCHWAB & CO., INC.

Austin, TX

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Search this name across graphsid dfx:ria:e1bb9d92-44d5-d1b3-297e-6ec604884bed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Aug 26, 2010
First registration: Oct 30, 2003
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER MATTHEW BOWEN|CHRISTOPHER M BOWEN
IAPD individual key: 4385504

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 4, 2015	n/a	yes	Austin, TX	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Aug 27, 2010	Oct 5, 2011	no	GREENWOOD VILLAGE, CO	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 7, 2004	Nov 15, 2004	no	COLORADO SPRINGS, CO	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jan 2, 2004	Apr 29, 2004	no	COLORADO SPRINGS, CO	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Oct 30, 2003	Dec 19, 2003	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	CHARLES SCHWAB & CO., INC.	Oct 5, 2011	Jun 4, 2015	1,338	Firm change after gap	Other
CUSO FINANCIAL SERVICES, L.P.	EMPOWER ADVISORY GROUP, LLC	Nov 15, 2004	Aug 27, 2010	2,111	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	CUSO FINANCIAL SERVICES, L.P.	Apr 29, 2004	Apr 7, 2004	-22	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	AMERIPRISE ADVISOR SERVICES, INC.	Dec 19, 2003	Jan 2, 2004	14	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jun 4, 2015 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Aug 27, 2010 to Oct 5, 2011factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 7, 2004 to Nov 15, 2004factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2004 to Apr 29, 2004factForm ADV

Dated events

No dated event names this entity yet.