DFX Intelligence

J••• C••••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J••• C••••••••• L••••••

Advisor at R••••• W• B•••• • C•• I•••••••••

CHICAGO, IL | Naperville, IL

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Search this name across graphsid dfx:ria:e1bfd80b-4ae9-63c7-d25b-5da52baa1d45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 30, 2022	n/a	yes	CHICAGO, IL\|Naperville, IL	Current employment
Q•• E••••• I•••••••• L••	Former SEC adviser	Apr 25, 2017	Dec 6, 2022	no	NAPERVILLE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•• E••••• I•••••••• L••	R••••• W• B•••• • C•• I•••••••••	Dec 6, 2022	Nov 30, 2022	-6	Firm change	RIA to RIA

Relationships

Registered with (2)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Nov 30, 2022 to presentfactForm ADV
→ Q•• E••••• I•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to Dec 6, 2022factForm ADV

Dated events

Occurred
Dec 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1bfd80b-4ae9-63c7-d25b-5da52baa1d45
First observed: Apr 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.