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Advisor at MDRN CAPITAL
ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MDRN CAPITAL | Independent wealth | Jun 1, 2023 | n/a | yes | ANNAPOLIS, MD|ANNAPOLIS, MD | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 10, 2021 | Jun 5, 2023 | no | ANNAPOLIS, MD | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Aug 7, 2015 | May 20, 2021 | no | ANNAPOLIS, MD|TOWSON, MD | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 27, 2014 | Aug 4, 2015 | no | Baltimore, MD | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 3, 2013 | Jan 22, 2014 | no | HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | MDRN CAPITAL | Jun 5, 2023 | Jun 1, 2023 | -4 | Firm change | Ibd to RIA |
| SUMMIT FINANCIAL GROUP INC | CETERA ADVISOR NETWORKS LLC | May 20, 2021 | Feb 10, 2021 | -99 | Channel change | Ibd to ibd |
| MORGAN STANLEY | SUMMIT FINANCIAL GROUP INC | Aug 4, 2015 | Aug 7, 2015 | 3 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | MORGAN STANLEY | Jan 22, 2014 | Mar 27, 2014 | 64 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:13572:MD:2021-05-20 | May 20, 2021 | Feb 10, 2021 | TOWSON, MD | Firm change after gap |