DFX Intelligence

K•••••• W•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

K•••••• W•••• A•••••

Advisor at C••••• • A••••••••• I•••

TAMPA, FL | Johns Creek, GA

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Search this name across graphsid dfx:ria:e1c626ab-9d58-5e4c-6d97-f009c2a75010

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 14, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • A••••••••• I•••	Independent wealth	Jul 1, 2004	n/a	yes	TAMPA, FL\|TAMPA, FL\|Johns Creek, GA	Current employment
K••••••• A••••••• G••••• I•••	n/a	Apr 3, 2018	Dec 31, 2021	no	TAMPA, FL\|Tampa, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• A••••••• G••••• I•••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
S•••• S••••••••• I••	C••••• • A••••••••• I•••	Jun 28, 2004	Jul 1, 2004	3

Relationships

Registered with (3)

→ C••••• • A••••••••• I•••Registered adviserregistration: current employment
Jul 1, 2004 to presentfactForm ADV
→ K••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 3, 2018 to Dec 31, 2021factForm ADV
→ S•••• S••••••••• I••Registered adviserregistration: previous registration
May 14, 2001 to Jun 28, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1c626ab-9d58-5e4c-6d97-f009c2a75010
First observed: May 14, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.