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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

RUSSELL THOMAS GREIG

Advisor at VOYA INVESTMENT MANAGEMENT CO. LLC

Wayne, PA | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA INVESTMENT MANAGEMENT CO. LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 29
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jun 6, 2009
First registration: Jun 16, 2009
Dual registered: yes, broker-dealer
Other names: RUSS THOMAS GREIG
IAPD individual key: 5421178

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Apr 9, 2013	n/a	yes	NEW YORK, NY\|Wayne, PA	Current employment
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	Other adviser	Jan 2, 2013	Apr 19, 2013	no	NEW YORK, NY	Previous registration
SECURITY GLOBAL INVESTORS	n/a	Sep 20, 2010	Oct 12, 2010	no	SAN FRANCISCO, CA	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Sep 20, 2010	May 13, 2013	no	NEW YORK, NY	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 16, 2009	Aug 12, 2010	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUGGENHEIM INVESTMENTS	GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	May 13, 2013	Jan 2, 2013	-131	Channel change	Other
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	VOYA INVESTMENT MANAGEMENT CO. LLC	Apr 19, 2013	Apr 9, 2013	-10	Firm change	Other
SECURITY GLOBAL INVESTORS	GUGGENHEIM INVESTMENTS	Oct 12, 2010	Sep 20, 2010	-22	Firm change	Other
RBC CAPITAL MARKETS, LLC	SECURITY GLOBAL INVESTORS	Aug 12, 2010	Sep 20, 2010	39	Firm change	Other

Relationships

Registered with (5)

→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: current employment
Apr 9, 2013 to presentfactForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Sep 20, 2010 to May 13, 2013factForm ADV
→ GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Apr 19, 2013factForm ADV
→ SECURITY GLOBAL INVESTORSRegistered adviserregistration: previous registration
Sep 20, 2010 to Oct 12, 2010factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 16, 2009 to Aug 12, 2010factForm ADV

Dated events

No dated event names this entity yet.