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Advisor at CENTAURUS FINANCIAL, INC.
UPLAND, CA | RIVERSIDE, CA | Riverside, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Nov 21, 2007 | n/a | yes | RIVERSIDE, CA|UPLAND, CA|Riverside, CA | Current employment |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Jun 27, 2007 | Jul 10, 2007 | no | PASADENA, CA | Previous registration |
| BROOKSTREET SECURITIES CORPORATION | n/a | Jan 31, 2006 | Jun 29, 2007 | no | RIVERSIDE, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | CENTAURUS FINANCIAL, INC. | Jul 10, 2007 | Nov 21, 2007 | 134 | Firm change | Other |
| BROOKSTREET SECURITIES CORPORATION | WEDBUSH SECURITIES INC. | Jun 29, 2007 | Jun 27, 2007 | -2 | Firm change | Other |