J••••••• C••••

Advisor at C••••• M••••••

San Jose, CA | IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1dd6404-876d-55c3-f406-a9a4282eff64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• M••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• M••••••	Independent wealth	May 16, 2022	n/a	yes	San Jose, CA\|IRVINE, CA	Current employment
E•••••••• W••••• A••••••• G••••• L••	Former SEC adviser	Feb 28, 2014	Jun 22, 2022	no	SAN JOSE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• W••••• A••••••• G••••• L••	C••••• M••••••	Jun 22, 2022	May 16, 2022	-37	Firm change after gap	RIA to RIA
M••••• S••••••	E•••••••• W••••• A••••••• G••••• L••	Sep 9, 2011	Feb 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
140253:111458:CA:2022-06-22	Jun 22, 2022	May 16, 2022	SAN JOSE, CA	Firm change after gap

Relationships

Registered with (3)

→ C••••• M••••••Registered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ E•••••••• W••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Feb 28, 2014 to Jun 22, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 11, 2011 to Sep 9, 2011factForm ADV

Dated events

Occurred
Jun 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1dd6404-876d-55c3-f406-a9a4282eff64
First observed: Mar 11, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.