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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Chapel Hill, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 30, 2015 | n/a | yes | Chapel Hill, NC | Current employment |
| DAVENPORT & COMPANY LLC | Bd affiliated wealth | Jul 15, 2015 | Dec 3, 2015 | no | RALEIGH, NC | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 16, 2014 | Jun 26, 2015 | no | Raleigh, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAVENPORT & COMPANY LLC | RAYMOND JAMES & ASSOCIATES, INC. | Dec 3, 2015 | Nov 30, 2015 | -3 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | DAVENPORT & COMPANY LLC | Jun 26, 2015 | Jul 15, 2015 | 19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1588:705:NC:2015-12-03 | Dec 3, 2015 | Nov 30, 2015 | RALEIGH, NC | Firm change |