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Advisor at ALLSTATE FINANCIAL ADVISORS, LLC
Littleton, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Dec 13, 2018 | n/a | yes | Littleton, CO | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 15, 2017 | Dec 31, 2017 | no | Centennial, CO | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 23, 2014 | Jul 10, 2015 | no | GREENWOOD VILLAGE, CO|MINNEAPOLIS, MN|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Dec 31, 2017 | Dec 13, 2018 | 347 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jul 10, 2015 | Jun 15, 2017 | 706 | Firm change after gap | Other |