DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

ELLIOTT ROSS MILLER

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RADNOR, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1e9b492-d305-1e6e-fd10-2a10be2ddad9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 29, 1994
First registration: Nov 29, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1025920

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 27, 2014	n/a	yes	RADNOR, PA	Current employment
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	May 21, 2010	Jun 3, 2014	no	EXTON, PA\|ST. LOUIS, MO	Previous registration
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Mar 10, 2003	Feb 12, 2010	no	PARSIPPANY, NJ\|NEW YORK, NY	Previous registration
PGIM INVESTMENTS LLC	Asset manager	Nov 29, 1999	Mar 7, 2003	no	BALA CYNWYD, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FULCRUM ADVISORY SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 3, 2014	May 27, 2014	-7	Firm change	Other
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	FULCRUM ADVISORY SERVICES, LLC	Feb 12, 2010	May 21, 2010	98	Firm change	Other
PGIM INVESTMENTS LLC	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Mar 7, 2003	Mar 10, 2003	3	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
May 27, 2014 to presentfactForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 21, 2010 to Jun 3, 2014factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Mar 10, 2003 to Feb 12, 2010factForm ADV
→ PGIM INVESTMENTS LLCRegistered adviserregistration: previous registration
Nov 29, 1999 to Mar 7, 2003factForm ADV

Dated events

No dated event names this entity yet.