DFX Intelligence

A••••• G••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A••••• G••••• P•••••••

Advisor at P••••••• W••••• M••••••••• L••

SPARKS, NV

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Search this name across graphsid dfx:ria:e1f05dcd-ce91-0f8e-e7d9-d712acb61d4c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• M••••••••• L••	Independent wealth	Jun 18, 2019	n/a	yes	SPARKS, NV	Current employment
F•••• A••••• A••••••• S•••••••• I•••	Former SEC adviser	Jun 18, 2019	Dec 20, 2019	no	Carson City, NV\|Sparks, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	P••••••• W••••• M••••••••• L••	Dec 20, 2019	Jun 18, 2019	-185	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
137888:285415:NV:2019-12-20	Dec 20, 2019	Jun 18, 2019	SPARKS, NV	Firm change after gap

Relationships

Registered with (2)

→ P••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 18, 2019 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2019 to Dec 20, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1f05dcd-ce91-0f8e-e7d9-d712acb61d4c
First observed: Jun 18, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.