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Advisor at FIFTH THIRD SECURITIES, INC.
CARY, NC | MORRISVILLE, NC | RALEIGH, NC | Morrisville, NC | APEX, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | May 23, 2023 | n/a | yes | APEX, NC|CARY, NC|CARY, NC|RALEIGH, NC|APEX, NC|CARY, NC|CARY, NC|MORRISVILLE, NC|Morrisville, NC|CARY, NC | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 31, 2017 | May 8, 2023 | no | RALEIGH, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jun 16, 2016 | May 31, 2017 | no | Zebulon, NC|RALEIGH, NC|Henderson, NC|Wake Forest, NC | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jun 4, 2012 | Mar 29, 2016 | no | RALEIGH, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 1, 2011 | May 30, 2012 | no | RALEIGH, NC|RALEIGH, NC|FORT MILL, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2008 | Sep 6, 2011 | no | CARY, NC|RESEARCH TRIANGLE PARK, NC|RALEIGH, NC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 30, 2004 | Sep 25, 2007 | no | WILMINGTON, NC|CARY, NC|DURHAM, NC|RALEIGH, NC|OXFORD, NC|CHAPEL HILL, NC|HILLSBOROUGH, NC|RALEIGH, NC|WILMINGTON, NC|CARY, NC|DURHAM, NC|DURHAM, NC|RALEIGH, NC|DURHAM, NC|FUQUAY VARINA, NC|RALEIGH, NC|DURHAM, NC|WILMINGTON, NC|KINGS MOUNTAIN, NC|DURHAM, NC|GREENSBORO, NC|GREENSBORO, NC|CHARLOTTE, NC|CONCORD, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2001 | Jul 19, 2004 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | FIFTH THIRD SECURITIES, INC. | May 8, 2023 | May 23, 2023 | 15 | Firm change | Ibd to ibd |
| PNC WEALTH MANAGEMENT | CETERA INVESTMENT ADVISERS LLC | May 31, 2017 | May 31, 2017 | 0 | Firm change | Other |
| STRATEGIC ADVISERS LLC | PNC WEALTH MANAGEMENT | Mar 29, 2016 | Jun 16, 2016 | 79 | Firm change | Other |
| LPL FINANCIAL LLC | STRATEGIC ADVISERS LLC | May 30, 2012 | Jun 4, 2012 | 5 | Firm change | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Sep 6, 2011 | Sep 1, 2011 | -5 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Sep 25, 2007 | Sep 23, 2008 | 364 | Firm change | Other |
| WELLS FARGO ADVISORS | SUNTRUST INVESTMENT SERVICES, INC. | Jul 19, 2004 | Jul 30, 2004 | 11 | Firm change | Other |