DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••• W••••• G•••• L••
Pittsboro, NC | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• W••••• G•••• L•• | Independent wealth | Oct 1, 2019 | n/a | yes | CHARLOTTE, NC|Pittsboro, NC | Current employment |
| C••••• F•••• A•••••••• L•• | Former SEC adviser | Nov 1, 2011 | Oct 1, 2019 | no | CHAPEL HILL, NC|MOUNT PLEASANT, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• F•••• A•••••••• L•• | C•••• W••••• G•••• L•• | Oct 1, 2019 | Oct 1, 2019 | 0 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C••••• F•••• A•••••••• L•• | Nov 3, 2011 | Nov 1, 2011 |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 12, 2009 | Nov 3, 2011 | no | CHAPEL HILL, NC | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | May 20, 2005 | Jan 12, 2009 | no | CHAPEL HILL, NC | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Oct 11, 2002 | May 13, 2004 | no | FLORHAM PARK , NJ | Previous registration |
| -2 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 12, 2009 | Jan 12, 2009 | 0 | Bulk transfer | Other |
| C•••••••• G••••• M•••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | May 13, 2004 | May 20, 2005 | 372 | Firm change | Other |