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Advisor at LPL FINANCIAL LLC
WATERVILLE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | WATERVILLE, OH|WATERVILLE, OH | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 24, 2022 | Mar 31, 2026 | no | MAUMEE, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Mar 9, 2022 | Jun 27, 2022 | no | LAMBERTVILLE, MI | Previous registration |
| EDWARD JONES | National bd RIA | Mar 19, 2018 | May 18, 2019 | no | Toledo, OH|ST LOUIS, MO|TOLEDO, OH|Toledo, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Mar 31, 2026 | Jul 1, 2026 | 92 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | OSAIC WEALTH, INC. | Jun 27, 2022 | Jun 24, 2022 | -3 | Firm change | Ibd to ibd |
| EDWARD JONES | FIFTH THIRD SECURITIES, INC. | May 18, 2019 | Mar 9, 2022 | 1,026 | Firm change after gap | Ibd to ibd |