This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 12, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

15derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Apr 12, 2001

First registration

Dec 1, 2009

Dual registered

yes, broker-dealer

Other names

RICHARD HAROLD KROLLMAN|RICHARD HAROLD KROLLMAN,JR|RICK KROLLMAN|RICHARD HAROLD KROLLMAN JR

IAPD individual key

4003217

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e2092130-e7cd-e080-4f90-868b4200d64a

First observed

Dec 1, 2009

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.