DFX Intelligence

A••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••••• P••••••• L•

CRD 161005

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:e21576f5-63c1-1320-001a-2a12e87288c4

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 15
On other graphs: 1
Observed: Oct 23, 2014 to Apr 24, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

A••••••• P••••••• L•

Manager with allocator commitments · key crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.7B••• Locked
Discretionary RAUM: $5.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• A••••••• P••••••• M••••• F•••• L•	Hedge Fund	$3.3B	Apr 24, 2026	2,100	Mar 30, 2015	reported	021-232836
A••••••• F•••• L•	Hedge Fund	$2.4B	Apr 24, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•• M•••• P•••••••• L••	GENERAL PARTNER	Na	yes	01/2024	Feb 1, 2024	Aug 16, 2024
C••••• S••••••• T••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2014	Oct 23, 2014	Aug 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Beverly	Ma	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.7B	$5.4B	4.8%	$3.3B	20.0%	7	8	1	1

Relationships

Advises (2)

→ A••••••• F•••• L•Private fundHedge Fund, IA
Mar 16, 2012 to presentfactForm ADV
→ B•• A••••••• P••••••• M••••• F•••• L•Private fundHedge Fund, IA
Mar 30, 2015 to presentfactForm ADV

Controls (3)

← M•••••• M•••• T•••••OwnerMANAGING MEMBER, ownership code E, individual
Oct 23, 2014 to Aug 16, 2024factForm ADV
← C••••• S••••••• T••••••••Owner

Dated events

Occurred
Apr 24, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Apr 24, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Feb 1, 2024
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 1, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e21576f5-63c1-1320-001a-2a12e87288c4
First observed: Oct 23, 2014
Last observed: Apr 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.