DFX Intelligence

C••••••••• R••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••••••• R••• M••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Louisville, KY

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Search this name across graphsid dfx:ria:e223fa2b-6e02-8b17-f6d6-50c475e2617d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 26, 2024	n/a	yes	Louisville, KY	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 13, 2013	Aug 26, 2024	no	LOUISVILLE, KY\|LOUISVILLE, KY\|LOUSVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 26, 2024	Aug 26, 2024	0	Firm change	Ibd to ibd
M••••• K••••• • C••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 13, 2013	Feb 13, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:149018:KY:2024-08-26	Aug 26, 2024	Aug 26, 2024	LOUSVILLE, KY	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 26, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Aug 26, 2024factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Jan 1, 2007 to Feb 13, 2013factForm ADV

Dated events

Occurred
Aug 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e223fa2b-6e02-8b17-f6d6-50c475e2617d
First observed: Jan 1, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.