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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Falmouth, ME | PORTLAND, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 20, 2013 | n/a | yes | Falmouth, ME|PORTLAND, ME | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 2, 2013 | no | Portland, ME | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 13, 2005 | Jun 1, 2009 | no | PORTLAND, ME|PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Jul 2, 2013 | Jun 20, 2013 | -12 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |