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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

CHRISTOPHER BRADLEY MARLIN

Advisor at ON INVESTMENT MANAGEMENT CO

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:e2354ae8-e1ea-459e-005e-ff770b732238

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ON INVESTMENT MANAGEMENT CO
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 26, 2013
First registration: Feb 21, 2005
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER MARLIN
IAPD individual key: 4889526

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Feb 6, 2015	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	May 28, 2013	Dec 31, 2014	no	Denver, CO	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 8, 2009	Jan 27, 2010	no	DENVER, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 21, 2005	May 13, 2009	no	SANTA BARBARA, CA\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	ON INVESTMENT MANAGEMENT CO	Dec 31, 2014	Feb 6, 2015	37	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Jan 27, 2010	May 28, 2013	1,217	Firm change after gap	Ibd to new firm
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	May 13, 2009	May 8, 2009	-5	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: current employment
Feb 6, 2015 to presentfactForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
May 28, 2013 to Dec 31, 2014factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 8, 2009 to Jan 27, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 21, 2005 to May 13, 2009factForm ADV

Dated events

No dated event names this entity yet.