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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TREVOR STEWART BURTON & JACOBSEN INC

CRD 110628

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e23c22ea-e512-a74b-cfe6-edab483652ec

Data as of Dec 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2011 to Dec 26, 2018
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $91.3MItem 5.F on the latest filing (2018-12-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.3M
Private client RAUM: $75.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 88
Individual clients: 6
High net worth clients: 21
Custody, client assets: $545,938
SEC number: 801-10369
CRD: 110628
Filings on the tape: 17
First filed: Dec 16, 2011
Latest filed: Dec 26, 2018
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRYANT, MELODY, PRENNER	CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND STOCKHOLDER	A	yes	03/2014	Mar 31, 2014	Dec 26, 2018
GAMCO ASSET MANAGEMENT INC.	Stockholder	C	yes	09/2018	Nov 14, 2018	Dec 26, 2018
JACOBSEN, GEORGE, WILLIAM	PRESIDENT, CEO, CCO & STOCKHOLDER	C	yes	10/1974	Dec 16, 2011	Dec 26, 2018
KEMPNER, CARL, LOEB	MANAGING DIRECTOR AND STOCKHOLDER	A	yes	03/2014	Mar 31, 2014	Dec 26, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARL L. KEMPNER	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Dec 26, 2018	$91.3M	$90.3M	4	3	0	n/a	n/a
2017	Dec 23, 2017	$106M	$106M	5	4	0	n/a	n/a
2016	Dec 23, 2016	$198M	$197M	8	5	n/a	n/a	n/a
2015	Dec 22, 2015	$204M	$203M	8	5	n/a	n/a	n/a
2014	Nov 29, 2014	$317M	$316M	10	4	n/a	n/a	n/a
2013	Dec 19, 2013	$369M	$368M	9	4	n/a	n/a	n/a
2012	Nov 12, 2012	$457M	$456M	10	4	n/a	n/a	n/a
2011	Dec 16, 2011	$471M	$470M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$91.3M	$106M	-14.2%	$204M	-23.5%	4	5	0	0

Relationships

Controls (4)

← GAMCO ASSET MANAGEMENT INC.OwnerSTOCKHOLDER, ownership code C, domestic entity
Nov 14, 2018 to presentfactForm ADV
← BRYANT, MELODY, PRENNEROwnerCHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND STOCKHOLDER, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← JACOBSEN, GEORGE, WILLIAMOwnerPRESIDENT, CEO, CCO & STOCKHOLDER, ownership code C, individual
Dec 16, 2011 to presentfactForm ADV
← KEMPNER, CARL, LOEBOwnerMANAGING DIRECTOR AND STOCKHOLDER, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV

Registered with (1)

← ELIZABETH KATZ MILLERAdvisorregistration: previous registration
May 2, 1996 to Nov 13, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e23c22ea-e512-a74b-cfe6-edab483652ec
First observed: Dec 16, 2011
Last observed: Dec 26, 2018 94 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TREVOR STEWART BURTON & JACOBSEN INC

CRD 110628

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e23c22ea-e512-a74b-cfe6-edab483652ec

Data as of Dec 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRYANT, MELODY, PRENNER

CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR AND STOCKHOLDER

yes

03/2014

Mar 31, 2014

Dec 26, 2018

GAMCO ASSET MANAGEMENT INC.

Stockholder

yes

09/2018

Nov 14, 2018

Dec 26, 2018

JACOBSEN, GEORGE, WILLIAM

PRESIDENT, CEO, CCO & STOCKHOLDER

yes

10/1974

Dec 16, 2011

Dec 26, 2018

KEMPNER, CARL, LOEB

MANAGING DIRECTOR AND STOCKHOLDER

yes

03/2014

Mar 31, 2014

Dec 26, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARL L. KEMPNER

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Dec 26, 2018

$91.3M

$90.3M

n/a

2017

Dec 23, 2017

$106M

n/a

2016

Dec 23, 2016

$198M

$197M

n/a

2015

Dec 22, 2015

$204M

$203M

n/a

2014

Nov 29, 2014

$317M

$316M

n/a

2013

Dec 19, 2013

$369M

$368M

n/a

2012

Nov 12, 2012

$457M

$456M

n/a

2011

Dec 16, 2011

$471M

$470M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$91.3M

$106M

-14.2%

$204M

-23.5%