DFX Intelligence

R•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

R•••••• C•••••••

Advisor at E•••••• A••••••• G••••• L••

Hackensack, NJ | GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e23f9bdb-2bd1-80a8-fa96-35287acb4aac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 23, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jun 8, 2026	n/a	yes	Hackensack, NJ\|GREENWOOD VILLAGE, CO	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 30, 2024	May 19, 2026	no	WEEHAWKEN, NJ\|Weehawken, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	E•••••• A••••••• G••••• L••	May 19, 2026	Jun 8, 2026	20	Firm change	Wirehouse to ibd
G•••••••• W••••• P•••••••	U•• F•••••••• S••••••• I•••	Jul 9, 2024	Jul 30, 2024

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 30, 2024 to May 19, 2026factForm ADV
→ G•••••••• W••••• P•••••••Registered adviserregistration: previous registration
Feb 17, 2021 to Jul 9, 2024factForm ADV
→ P•••••• P•••••••• P•••••••• L••

Dated events

Occurred
May 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e23f9bdb-2bd1-80a8-fa96-35287acb4aac
First observed: Oct 23, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.