DFX Intelligence

R•••• N•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R•••• N•• A••••••

Advisor at C•••••••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:e250b56d-f5ba-c639-39f3-6e562fa736ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••••	Independent wealth	Jun 22, 2022	n/a	yes	WALNUT CREEK, CA	Current employment
A•••••• P•••••••• L••	Former SEC adviser	Apr 11, 2022	Aug 15, 2022	no	WALNUT CREEK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• P•••••••• L••	C•••••••••	Aug 15, 2022	Jun 22, 2022	-54	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
114536:321633:CA:2022-08-15	Aug 15, 2022	Jun 22, 2022	WALNUT CREEK, CA	Firm change after gap

Relationships

Registered with (2)

→ C•••••••••Registered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ A•••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 11, 2022 to Aug 15, 2022factForm ADV

Dated events

Occurred
Aug 15, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e250b56d-f5ba-c639-39f3-6e562fa736ea
First observed: Apr 5, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.