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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

CHRISTOPHER JAMES LUBBERS

Advisor at LPL FINANCIAL LLC

PARSONS, KS | EVANSVILLE, IN

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Search this name across graphsid dfx:ria:e25dc00d-7fc3-ff8b-09fe-0ae6bf1840d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 5, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 13, 1995
First registration: Mar 5, 1999
Dual registered: yes, broker-dealer
Other names: CHRIS LUBBERS|CHRISTOPHER J LUBBERS
IAPD individual key: 2578655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 9, 2022	n/a	yes	PARSONS, KS\|EVANSVILLE, IN	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 16, 2017	Jan 3, 2023	no	PARSONS, KS\|PARSONS, KS\|SCOTTSDALE, AZ	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Oct 22, 2007	Dec 5, 2017	no	PARSONS, KS\|El Segundo, CA\|ROGERS, AR	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Jan 4, 2005	Oct 23, 2007	no	PARSONS, KS	Previous registration
HEARTLAND FINANCIAL ADVISORS GROUP, INC.	n/a	Mar 5, 1999	Dec 31, 2004	no	PARSONS, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Jan 3, 2023	Dec 9, 2022	-25	Firm change	Ibd to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	OSAIC WEALTH, INC.	Dec 5, 2017	Oct 16, 2017	-50	Firm change after gap	Other
AMERICAN GENERAL SECURITIES INCORPORATED	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Oct 23, 2007	Oct 22, 2007	-1	Firm change	Other
HEARTLAND FINANCIAL ADVISORS GROUP, INC.	AMERICAN GENERAL SECURITIES INCORPORATED	Dec 31, 2004	Jan 4, 2005	4	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 9, 2022 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 16, 2017 to Jan 3, 2023factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Oct 22, 2007 to Dec 5, 2017factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Jan 4, 2005 to Oct 23, 2007factForm ADV
→ HEARTLAND FINANCIAL ADVISORS GROUP, INC.Registered adviserregistration: previous registration
Mar 5, 1999 to Dec 31, 2004factForm ADV

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
Christopher James Lubbers left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2022-12-09)
Form ADVobserved 5 days ago