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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ALPSTONE CAPITAL (SUISSE) S.A.

CRD 287834

GENEVE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e26665f3-132f-50aa-85e7-9b31bc41dab3

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 13
On other graphs: 0
Observed: Mar 5, 2021 to Mar 31, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $199MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $199M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
SEC number: 801-120713
CRD: 287834
Filings on the tape: 8
First filed: Mar 5, 2021
Latest filed: Mar 31, 2026
Organised: Corporation
Website: alpstonecapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALPSTONE GLOBAL MACRO MASTER FUND	Hedge Fund	$1.5B	Aug 12, 2024	54	Mar 3, 2017	reported	021-273920

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPSTONE CAPITAL LIMITED	HOLDING COMPANY / SHAREHOLDER	E	yes	11/2018	Mar 5, 2021	Aug 12, 2024
Favre, Frederic, Alain	DIRECTOR, CHIEF EXECUTIVE OFFICER	Na	yes	11/2016	Mar 5, 2021	Aug 12, 2024
Favre, Frederic, Alain	Shareholder	E	yes	08/2018	Mar 5, 2021	Aug 12, 2024
Germak, Alexandre, Lois	Shareholder	E	yes	08/2018	Mar 5, 2021	Aug 12, 2024
Germak, Alexandre, Lois	EXECUTIVE OFFICER	Na	yes	11/2016	Mar 5, 2021	Aug 12, 2024
MERHAI, JOSEPH	NON-EXECUTIVE DIRECTOR	Na	yes	07/2024	Aug 12, 2024	Aug 12, 2024
MILLAR, GLEN, CRAIG	NON-EXECUTIVE DIRECTOR	Na	yes	11/2017	Aug 12, 2024	Aug 12, 2024
MOUZAIA HOLDING LIMITED	HOLDING COMPANY	C	yes	11/2018	Mar 5, 2021	Aug 12, 2024
SCIPION HOLDING LIMITED	HOLDING COMPANY	D	yes	11/2018	Mar 5, 2021	Aug 12, 2024
SHARIF, ZAIN, MOHAMMAD	CHIEF RISK OFFICER	Na	yes	07/2023	Mar 28, 2024	Aug 12, 2024
CHAVEZ, HECTOR	HEAD OF OPERATIONS	Na	no	02/2024	Mar 28, 2024	Aug 12, 2024
Wilson, Chris	CHIEF COMPLIANCE OFFICER	Na	no	09/2020	Mar 5, 2021	Aug 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALPSTONE CAPITAL (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
ALPSTONE CAPITAL (JERSEY) LIMITED	n/a	n/a	n/a	N	yes	n/a
ALPSTONE CAPITAL US LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$199M	$199M	8	5	1	n/a
2023	Mar 28, 2024	$1.5B	$1.5B	13	7	1	$1.5B
2022	Mar 28, 2023	$2.3B	$2.3B	14	8	1	$2.3B
2021	Mar 17, 2022	$2.0B	$2.0B	15	7	1	$2.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$199M	n/a	n/a	$2.3B	-55.7%	8	n/a	0	n/a

Relationships

Advises (1)

→ ALPSTONE GLOBAL MACRO MASTER FUNDPrivate fundHedge Fund, IA
Mar 3, 2017 to presentfactForm ADV

Controls (8)

← SHARIF, ZAIN, MOHAMMADOwnerCHIEF RISK OFFICER, ownership code NA, individual
Mar 28, 2024 to Aug 12, 2024factForm ADV
← MILLAR, GLEN, CRAIGOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Aug 12, 2024 to Aug 12, 2024factForm ADV
← Favre, Frederic, AlainOwnerSHAREHOLDER, ownership code E, individual
Mar 5, 2021 to Aug 12, 2024factForm ADV
← Germak, Alexandre, LoisOwnerSHAREHOLDER, ownership code E, individual
Mar 5, 2021 to Aug 12, 2024factForm ADV
← MERHAI, JOSEPHOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Aug 12, 2024 to Aug 12, 2024factForm ADV
← ALPSTONE CAPITAL LIMITEDOwnerHOLDING COMPANY / SHAREHOLDER, ownership code E, foreign entity
Mar 5, 2021 to Aug 12, 2024factForm ADV
← MOUZAIA HOLDING LIMITEDOwnerHOLDING COMPANY, ownership code C, foreign entity
Mar 5, 2021 to Aug 12, 2024factForm ADV
← SCIPION HOLDING LIMITEDOwnerHOLDING COMPANY, ownership code D, foreign entity
Mar 5, 2021 to Aug 12, 2024factForm ADV

Owns (2)

← Wilson, ChrisOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 5, 2021 to Aug 12, 2024factForm ADV
← CHAVEZ, HECTOROwnerHEAD OF OPERATIONS, ownership code NA, individual
Mar 28, 2024 to Aug 12, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Regulatory AUM changed
Alpstone Capital (Suisse) S.A. reported RAUM $199.0M, down 78% from $904.1M (2025-10-27 to 2026-03-31)
Form ADVobserved 4 days ago
$-705M
Occurred
May 1, 2025
Regulatory AUM changed
Alpstone Capital (Suisse) S.A. reported RAUM $904.1M, down 39% from $1.5B (2024-08-12 to 2025-05-01)
Form ADVobserved 4 days ago
$-573M
Occurred
Aug 12, 2024
Control person joined
Craig Glen Millar (Non-Executive Director) appeared on Schedule A of Alpstone Capital (Suisse) S.A.
Form ADVobserved 4 days ago
Occurred
Aug 12, 2024
Control person joined
Joseph Merhai (Non-Executive Director) appeared on Schedule A of Alpstone Capital (Suisse) S.A.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Alpstone Capital (Suisse) S.A. reported RAUM $1.5B, down 35% from $2.3B (2023-03-28 to 2024-03-28)
Form ADVobserved 4 days ago
$-809M
Occurred
Mar 28, 2024
Control person joined
Mohammad Zain Sharif (Chief Risk Officer) appeared on Schedule A of Alpstone Capital (Suisse) S.A.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person left
Benoit Scattolin (Chief Risk Officer) no longer on Schedule A of Alpstone Capital (Suisse) S.A. (listed 2023-03-28, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Control person left
Cedric Petros (Chief Operating Officer) no longer on Schedule A of Alpstone Capital (Suisse) S.A. (listed 2023-03-28, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Control person joined
Benoit Scattolin (Chief Risk Officer) appeared on Schedule A of Alpstone Capital (Suisse) S.A.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Control person joined
Cedric Petros (Chief Operating Officer) appeared on Schedule A of Alpstone Capital (Suisse) S.A.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Control person left
David-Alexandre Dahan (Chief Risk Officer) no longer on Schedule A of Alpstone Capital (Suisse) S.A. (listed 2022-03-17, absent 2023-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2021
First Form ADV filing
Alpstone Capital (Suisse) S.A. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Jun 1, 2026
Alpstone Capital (Suisse) S.A. no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $199.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e26665f3-132f-50aa-85e7-9b31bc41dab3
First observed: Mar 5, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPSTONE CAPITAL (SUISSE) S.A.

CRD 287834

GENEVE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e26665f3-132f-50aa-85e7-9b31bc41dab3

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALPSTONE GLOBAL MACRO MASTER FUND

Hedge Fund

$1.5B

Aug 12, 2024

Mar 3, 2017

reported

021-273920

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPSTONE CAPITAL LIMITED

HOLDING COMPANY / SHAREHOLDER

yes

11/2018

Mar 5, 2021

Aug 12, 2024

Favre, Frederic, Alain

DIRECTOR, CHIEF EXECUTIVE OFFICER

yes

11/2016

Mar 5, 2021

Aug 12, 2024

Favre, Frederic, Alain

Shareholder

yes

08/2018

Mar 5, 2021

Aug 12, 2024

Germak, Alexandre, Lois

Shareholder

yes

08/2018

Mar 5, 2021

Aug 12, 2024

Germak, Alexandre, Lois

EXECUTIVE OFFICER

yes

11/2016

Mar 5, 2021

Aug 12, 2024

MERHAI, JOSEPH

NON-EXECUTIVE DIRECTOR

yes

07/2024

Aug 12, 2024

MILLAR, GLEN, CRAIG

NON-EXECUTIVE DIRECTOR

yes

11/2017

Aug 12, 2024

MOUZAIA HOLDING LIMITED

HOLDING COMPANY

yes

11/2018

Mar 5, 2021

Aug 12, 2024

SCIPION HOLDING LIMITED

HOLDING COMPANY

yes

11/2018

Mar 5, 2021

Aug 12, 2024

SHARIF, ZAIN, MOHAMMAD

CHIEF RISK OFFICER

yes

07/2023

Mar 28, 2024

Aug 12, 2024

CHAVEZ, HECTOR

HEAD OF OPERATIONS

02/2024

Mar 28, 2024

Aug 12, 2024

Wilson, Chris

CHIEF COMPLIANCE OFFICER

09/2020

Mar 5, 2021

Aug 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALPSTONE CAPITAL (GP) LIMITED

n/a

yes

n/a

ALPSTONE CAPITAL (JERSEY) LIMITED

n/a

yes

n/a

ALPSTONE CAPITAL US LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$199M

n/a

2023

Mar 28, 2024

$1.5B

2022

Mar 28, 2023

$2.3B

2021

Mar 17, 2022

$2.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$199M

n/a

$2.3B

-55.7%

n/a