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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Steven Fuchs

Advisor at J.P. MORGAN SECURITIES LLC

Suffern, NY

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Search this name across graphsid dfx:ria:e2948bad-34ca-0015-b028-c15bef43fd8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Jan 5, 2001
First registration: Jun 12, 2002
Dual registered: yes, broker-dealer
Other names: STEVEN A FUCHS
IAPD individual key: 4285736

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	Suffern, NY	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 26, 2006	Oct 1, 2012	no	STONY POINT, NY\|HAVERSTRAW, NY\|TALLMAN, NY\|CHESTNUT RIDGE, NY\|TAPPAN, NY	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Feb 1, 2005	Nov 9, 2006	no	MELVILLE, NY	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Sep 4, 2003	Jan 25, 2005	no	W. ORANGE , NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 12, 2002	Sep 4, 2003	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CHASE INVESTMENT SERVICES CORP.	Nov 9, 2006	Oct 26, 2006	-14	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	CAPITAL ONE FINANCIAL ADVISORS LLC	Jan 25, 2005	Feb 1, 2005	7	Firm change	Other
MORGAN STANLEY DW INC.	ESSEX NATIONAL SECURITIES, INC.	Sep 4, 2003	Sep 4, 2003	0	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 26, 2006 to Oct 1, 2012factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Feb 1, 2005 to Nov 9, 2006factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 4, 2003 to Jan 25, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 12, 2002 to Sep 4, 2003factForm ADV

Dated events

No dated event names this entity yet.