DFX Intelligence

H•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

H•••••••• C•••••• M••••••••• L••

CRD 170882

NEW YORK, NY

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Search this name across graphsid dfx:ria:e2978aa5-0ddf-3247-8c5d-590015c22520

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 2
Observed: Jun 15, 2020 to Mar 30, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H•••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Venture Capitalidentity

H•••••••• C•••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $459M••• Locked
Discretionary RAUM: $459M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••••• C••••••• L•	Hedge Fund	$358M	Mar 30, 2026	26	Jun 15, 2020	reported	021-196803
H•••••••• C••••••• L•	Hedge Fund	$96.3M	Mar 30, 2020

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••• H••••• M•	MEMBER AND MANAGER	D	yes	02/2012	Jun 15, 2020	Dec 6, 2024
G••••••••• A••	MEMBER AND MANAGER	B	yes	02/2012	Jun 15, 2020	Dec 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•••••••• C•••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
H•••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$459M	$590M	-22.2%	$675M	-12.1%	4	4	0	0

Relationships

Advises (4)

→ H•••••••• C••••••• L•Private fundHedge Fund, IA
Jun 15, 2020 to presentfactForm ADV
→ H•••••••• C••••••• L•Private fundHedge Fund, ERA, no longer reported
Mar 25, 2014 to Mar 30, 2020factForm ADV
→ P••••• I••••••••• L••Private fundPrivate Equity Fund, ERA, no longer reported
Jul 2, 2018 to Mar 30, 2020factForm ADV
→ N••• E••••• T••••••• L••

Dated events

Occurred
Mar 30, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$3.1M
Occurred
Mar 29, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$323M
Occurred
Jun 15, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2978aa5-0ddf-3247-8c5d-590015c22520
First observed: Jun 15, 2020
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.