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CRD 164908
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PENSKE, MARK, HULBERT | Member | E | yes | 02/2004 | Mar 31, 2015 | Apr 1, 2024 |
| UNITED ATLANTIC CAPITAL | Member | E | yes | 12/2013 | Mar 31, 2015 | Apr 1, 2024 |
| SANDLER, JACLYN, AIME | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | Na | no | 03/2016 | Mar 31, 2016 | Apr 1, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PLATFORM TECHNOLOGY PARTNERS LLC | n/a | Independent wealth | $1.2B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2024 | Mar 31, 2025 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2023 | Apr 1, 2024 | n/a | n/a | 2 | 1 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2020 | Apr 2, 2021 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| 2019 | Jan 30, 2020 | $713,000 | $713,000 | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $835,000 | $835,000 | 2 | 1 | 1 | n/a | n/a |
| 2017 | Apr 2, 2018 | $11.6M | $11.6M | 2 | 1 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $10.3M | $10.3M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $61.5M | $61.5M | 2 | 1 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $28.1M | $28.1M | 2 | 0 | n/a | n/a | n/a |
| 2013 | Apr 3, 2014 | $0 | $0 | 2 | 0 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | $0 | n/a | 2 | 2 | 0 | 0 |