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RIA / WealthAdvisor25 years in industry

Russell J Mandrino

Advisor at HIGH FALLS ADVISORS, INC.

ROCHESTER, NY | FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2ba3127-d93f-5763-d89d-356e04a8b96f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGH FALLS ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Exams: S66|S65|S63
First exam: Oct 30, 2000
First registration: Oct 1, 2007
Dual registered: no
Other names: RUSSELL JOSEPH MANDRINO
IAPD individual key: 3239092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Aug 31, 2026	n/a	yes	FOLSOM, CA\|ROCHESTER, NY	Current employment
HIGH FALLS ADVISORS, INC.	Independent wealth	Jul 29, 2014	n/a	yes	ROCHESTER, NY	Current employment
WALL STREET FINANCIAL GROUP, INC	Former SEC adviser	Jul 29, 2011	Jun 28, 2013	no	VICTOR, NY\|ROCHESTER, NY	Previous registration
ENSEMBLE FINANCIAL SERVICES, INC.	n/a	Oct 1, 2007	Aug 1, 2011	no	ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALL STREET FINANCIAL GROUP, INC	HIGH FALLS ADVISORS, INC.	Jun 28, 2013	Jul 29, 2014	396	Firm change	Other
ENSEMBLE FINANCIAL SERVICES, INC.	WALL STREET FINANCIAL GROUP, INC	Aug 1, 2011	Jul 29, 2011	-3	Firm change	Other

Relationships

Registered with (4)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ HIGH FALLS ADVISORS, INC.Registered adviserregistration: current employment
Jul 29, 2014 to presentfactForm ADV
→ WALL STREET FINANCIAL GROUP, INCRegistered adviserregistration: previous registration
Jul 29, 2011 to Jun 28, 2013factForm ADV
→ ENSEMBLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 1, 2007 to Aug 1, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2ba3127-d93f-5763-d89d-356e04a8b96f
First observed: Oct 1, 2007
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Russell J Mandrino

Advisor at HIGH FALLS ADVISORS, INC.

ROCHESTER, NY | FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2ba3127-d93f-5763-d89d-356e04a8b96f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ALLWORTH FINANCIAL, L.P.

Bd affiliated wealth

Aug 31, 2026

n/a

yes

FOLSOM, CA|ROCHESTER, NY

Current employment

HIGH FALLS ADVISORS, INC.

Independent wealth

Jul 29, 2014

n/a

yes

ROCHESTER, NY

Current employment

WALL STREET FINANCIAL GROUP, INC

Former SEC adviser

Jul 29, 2011

Jun 28, 2013

VICTOR, NY|ROCHESTER, NY

Previous registration

ENSEMBLE FINANCIAL SERVICES, INC.

n/a

Oct 1, 2007

Aug 1, 2011

ROCHESTER, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WALL STREET FINANCIAL GROUP, INC

HIGH FALLS ADVISORS, INC.

Jun 28, 2013

Jul 29, 2014

396

Firm change

Other

ENSEMBLE FINANCIAL SERVICES, INC.

WALL STREET FINANCIAL GROUP, INC

Aug 1, 2011

Jul 29, 2011

-3

Firm change

Other