DFX Intelligence

F•••••• E•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)38 years in industry

F•••••• E•• W•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Portland, OR

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Search this name across graphsid dfx:ria:e2babb32-9102-d815-f8f8-5563ba1341a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 26, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 26, 2023	n/a	yes	Portland, OR	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Aug 7, 2006	May 4, 2023	no	PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 4, 2023	Apr 26, 2023	-8	Firm change	Ibd to ibd
W•••••• • R•••	S•••••••• F••••••••• I•••	Oct 30, 2003	Aug 7, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
133763:134139:OR:2023-05-04	May 4, 2023	Apr 26, 2023	PORTLAND, OR	Firm change

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 26, 2023 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 7, 2006 to May 4, 2023factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 26, 1991 to Oct 30, 2003factForm ADV

Dated events

Occurred
May 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2babb32-9102-d815-f8f8-5563ba1341a9
First observed: Jul 26, 1991
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.