DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 108272
PRINCETON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P••••• T•••••• C•••• | Hedge Fund | $1.5B | Jun 14, 2024 | 48 | Mar 29, 2012 | reported | 021-263087 |
| P••••• P••• M••••• F•••• L••• | Hedge Fund | $1.1B | Jun 14, 2024 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L••••• J••••• E••• | CHIEF FINANCIAL OFFICER | Na | yes | 05/2001 | Mar 25, 2021 | Jun 14, 2024 |
| N••••••• W••••••• G•••••• | VICE PRESIDENT | B | yes | 12/2021 | Mar 29, 2012 | Jun 14, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.8B | $4.1B | -6.9% | $2.6B | 13.7% | 22 | 21 | 0 | 0 |
| 28 |
| Jun 14, 2024 |
| reported |
| 021-514112 |
| VICE PRESIDENT |
| B |
| yes |
| 12/2021 |
| Mar 29, 2012 |
| Jun 14, 2024 |
| O•••• A•••••• M••• | President | C | yes | 12/2021 | Mar 29, 2012 | Jun 14, 2024 |
| R•••••••• D••••• C••••• | VICE PRESIDENT | B | yes | 12/2021 | Mar 31, 2015 | Jun 14, 2024 |
| W•••••• D•••••• A••••• | VICE PRESIDENT & TRUSTEE OF D••••• W••••• F••••• T•••• | A | yes | 12/2021 | Mar 29, 2012 | Jun 14, 2024 |
| W••••• T•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2018 | Mar 28, 2018 | Jun 14, 2024 |
| D••••• W••••• F••••• T•••• | NON-VOTING SHAREHOLDER | A | no | 12/2021 | Jan 4, 2022 | Jun 14, 2024 |
| Apr 1, 2026 |
| $3.8B |
| $3.8B |
| 22 |
| 8 |
| 0 |
| 2 |
| n/a |
| 2024 | Apr 2, 2025 | $4.1B | $4.1B | 21 | 8 | 0 | 2 | n/a |
| 2023 | Mar 20, 2024 | $2.8B | $2.8B | 21 | 8 | 0 | 1 | $2.8B |
| 2022 | Mar 24, 2023 | $2.6B | $2.6B | 20 | 8 | 0 | 1 | $2.6B |
| 2021 | Mar 25, 2022 | $2.6B | $2.6B | 17 | 6 | 0 | 1 | $2.6B |
| 2020 | Mar 25, 2021 | $2.3B | $2.3B | 5 | 5 | 0 | 1 | $2.3B |
| 2019 | Mar 23, 2020 | $2.5B | $2.5B | 5 | 5 | 0 | 1 | $2.5B |
| 2018 | Mar 12, 2019 | $1.9B | $1.9B | 5 | 5 | 0 | 1 | $1.9B |
| 2017 | Mar 28, 2018 | $1.6B | $1.6B | 5 | 5 | 0 | 1 | $1.6B |
| 2016 | Mar 31, 2017 | $1.3B | $1.3B | 5 | 5 | n/a | 1 | $1.3B |
| 2015 | Mar 29, 2016 | $1.1B | $1.1B | 5 | 5 | n/a | 1 | $1.1B |
| 2014 | Mar 31, 2015 | $1.1B | $1.1B | 5 | 5 | n/a | 1 | $1.1B |
| 2013 | Mar 27, 2014 | $1.0B | $1.0B | 4 | 4 | n/a | 1 | $924M |
| 2012 | Mar 28, 2013 | $1.1B | $1.1B | 4 | 4 | n/a | 1 | $836M |
| 2011 | Mar 29, 2012 | $784M | $784M | n/a | n/a | n/a | 1 | $784M |