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P•••• E••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

P•••• E••• M•••••••••

Advisor at E•••• P•••••• W••••• M••••••••• L••

TOPSFIELD, MA

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Search this name across graphsid dfx:ria:e2c3ecbb-932a-da21-a4c5-f74992ca50c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 18, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• P•••••• W••••• M••••••••• L••	Independent wealth	Nov 30, 2011	n/a	yes	TOPSFIELD, MA	Current employment
F••••••• P••••••• T•••• C••••••• F••	n/a	Apr 27, 2005	Mar 28, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	F••••••• P••••••• T•••• C••••••• F••	Apr 8, 2009	Apr 27, 2005	-1,442	Firm change after gap	Other
F••••••• P••••••• T•••• C••••••• F••	E•••• P•••••• W••••• M••••••••• L••	Mar 28, 2007

Relationships

Registered with (3)

→ E•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 30, 2011 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 18, 1994 to Apr 8, 2009factForm ADV
→ F••••••• P••••••• T•••• C••••••• F••Registered adviserregistration: previous registration
Apr 27, 2005 to Mar 28, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2c3ecbb-932a-da21-a4c5-f74992ca50c3
First observed: Jan 18, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.