DFX Intelligence

J•••• F•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J•••• F•••• C•••••

Advisor at C••••••••• F•••••••• N••••••

GROTON, CT

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Search this name across graphsid dfx:ria:e2c94b15-199f-acf5-4461-a07500b09fb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 2, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 29, 2005	n/a	yes	GROTON, CT	Current employment
B••• O• A•••••• I••••••••• S•••••••• I•••	n/a	Oct 20, 2004	May 3, 2005	no	GROTON, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O• A•••••• I••••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	May 3, 2005	Apr 29, 2005	-4	Firm change	Other
Q•••• • R•••••• I•••	B••• O• A•••••• I••••••••• S•••••••• I•••	Oct 20, 2004	Oct 20, 2004

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Apr 29, 2005 to presentfactForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2004 to May 3, 2005factForm ADV
→ Q•••• • R•••••• I•••Registered adviserregistration: previous registration
Dec 4, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2c94b15-199f-acf5-4461-a07500b09fb7
First observed: Dec 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.