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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

IRONSIDES ASSET ADVISORS, LLC

CRD 161683

ROCKY MOUNT, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2cd04be-8a48-747a-4e13-dde40d04a522

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 25, 2013 to Aug 11, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-08-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $578M
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $475Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 872
Individual clients: 8
High net worth clients: 26
Custody, client assets: $529M
SEC number: 801-77838
CRD: 161683
Filings on the tape: 26
First filed: Mar 25, 2013
Latest filed: Aug 11, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK ERVIN ROBERTS	Chartered Financial Analyst	ROCKY MOUNT, NC	14	34	n/a	no
EMMETT WAYNE GIBSON	n/a	ROCKY MOUNT, NC	14	60	n/a	no
Benjamin Wadsworth Brock Roberts	n/a	ROCKY MOUNT, NC	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIBSON, EMMETT, WAYNE	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	11/2009	Mar 25, 2013	Oct 30, 2024
ROBERTS, MARK, ERVIN	MANAGING MEMBER, CHIEF INVESTMENT OFFICER	D	yes	01/2012	Mar 25, 2013	Oct 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 12, 2026	$1.4B	$578M	3	3	0	n/a	n/a
2024	Feb 19, 2025	$1.3B	$532M	2	2	0	n/a	n/a
2023	Mar 6, 2024	$827M	$380M	2	2	0	n/a	n/a
2022	Mar 6, 2023	$742M	$363M	2	2	0	n/a	n/a
2021	Mar 17, 2022	$866M	$553M	2	2	0	n/a	n/a
2020	Mar 4, 2021	$623M	$387M	2	2	0	n/a	n/a
2019	Mar 10, 2020	$678M	$386M	2	2	0	n/a	n/a
2018	Feb 28, 2019	$583M	$416M	2	2	0	n/a	n/a
2017	Mar 1, 2018	$590M	$363M	2	2	0	n/a	n/a
2016	Mar 27, 2017	$507M	$366M	2	2	n/a	n/a	n/a
2015	Mar 29, 2016	$491M	$392M	2	2	n/a	n/a	n/a
2014	Mar 30, 2015	$490M	$406M	2	2	n/a	n/a	n/a
2013	Mar 31, 2014	$457M	$457M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.3B	13.4%	$742M	24.2%	3	2	0	0

Relationships

Registered with (3)

← Benjamin Wadsworth Brock RobertsAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← EMMETT WAYNE GIBSONAdvisorregistration: current employment
Jun 12, 2012 to presentfactForm ADV
← MARK ERVIN ROBERTSAdvisorregistration: current employment
Apr 9, 2012 to presentfactForm ADV

Controls (2)

← ROBERTS, MARK, ERVINOwnerMANAGING MEMBER, CHIEF INVESTMENT OFFICER, ownership code D, individual
Mar 25, 2013 to Oct 30, 2024factForm ADV
← GIBSON, EMMETT, WAYNEOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 25, 2013 to Oct 30, 2024factForm ADV

Dated events

Occurred
Feb 19, 2025
Regulatory AUM changed
Ironsides Asset Advisors, Llc reported RAUM $1.3B, up 52% from $827.0M (2024-10-30 to 2025-02-19)
Form ADVobserved 3 days ago
$429M
Occurred
Mar 17, 2022
Regulatory AUM changed
Ironsides Asset Advisors, Llc reported RAUM $866.2M, up 39% from $623.0M (2021-03-04 to 2022-03-17)
Form ADVobserved 3 days ago
$243M
Occurred
Mar 25, 2013
First Form ADV filing
Ironsides Asset Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e2cd04be-8a48-747a-4e13-dde40d04a522
First observed: Mar 25, 2013
Last observed: Aug 11, 2026 38 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IRONSIDES ASSET ADVISORS, LLC

CRD 161683

ROCKY MOUNT, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e2cd04be-8a48-747a-4e13-dde40d04a522

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK ERVIN ROBERTS

Chartered Financial Analyst

ROCKY MOUNT, NC

n/a

EMMETT WAYNE GIBSON

n/a

ROCKY MOUNT, NC

n/a

Benjamin Wadsworth Brock Roberts

n/a

ROCKY MOUNT, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIBSON, EMMETT, WAYNE

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

11/2009

Mar 25, 2013

Oct 30, 2024

ROBERTS, MARK, ERVIN

MANAGING MEMBER, CHIEF INVESTMENT OFFICER

yes

01/2012

Mar 25, 2013

Oct 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 12, 2026

$1.4B

$578M

n/a

2024

Feb 19, 2025

$1.3B

$532M

n/a

2023

Mar 6, 2024

$827M

$380M

n/a

2022

Mar 6, 2023

$742M

$363M

n/a

2021

Mar 17, 2022

$866M

$553M

n/a

2020

Mar 4, 2021

$623M

$387M

n/a

2019

Mar 10, 2020

$678M

$386M

n/a

2018

Feb 28, 2019

$583M

$416M

n/a

2017

Mar 1, 2018

$590M

$363M

n/a

2016

Mar 27, 2017

$507M

$366M

n/a

2015

Mar 29, 2016

$491M

$392M

n/a

2014

Mar 30, 2015

$490M

$406M

n/a

2013

Mar 31, 2014

$457M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.3B

13.4%

$742M

24.2%